20 Jan 2020 On 7 January 2020, the Securities and Futures Commission (SFC) Issued Two Circulars To Clarify Aspects Of The Licensing Obligations  6 Nov 2019 The Securities and Futures Commission (SFC) is an independent non- governmental statutory body responsible for regulating the securities  6 Jun 2018 The agreement was signed between Ms Julia Leung, Deputy Chief Executive Officer and Executive Director of Intermediaries of HK-SFC and Mr 

Hong Kong Securities and Futures Commission (SFC). Hong Kong, USB, fine, overcharge, swiss, banks, Hong Kong Securities. 1.8K. International  The Hong Kong Securities and Futures Commission (SFC) issued a circular ( Circular) on January 7, 2020, which clarifies that private equity firms conducting,   Joint Announcement of China Securities Regulatory Commission and the Securities & Futures Commission of Hong Kong. 10-04-2014. In order to promote the  Memorandum Of Understanding Governing Listing Matters Between Securities And Futures Commission And The Stock Exchange Of Hong Kong Limited, dated   An individual will need one licence or registration to carry on different types of RA . The LEs have been approved by the Securities and Futures Commission (SFC)   The Securities and Futures Commission (SFC) entered into an agreement with the Swiss Financial Market Supervisory Authority (FINMA) to establish a 

28 Feb 1997 The Ontario Securities Commission ("OSC") and the. Securities and Futures Commission in Hong Kon g. ("SFC") ("the Authorities"), recognizing th 

13 Jan 2020 Tim Hughes, CEO at TigerWit said: "Securing a licence from the Securities and Futures Commission of Hong Kong is a significant milestone for  5 Feb 2020 The Securities and Futures Commission (SFC) has issued guidance on the regulatory requirements for family offices which are set up in Hong  Latest Securities and Futures Commission (SFC) articles on risk management, derivatives and complex finance. ensure that regulatory decisions made by relevant regulatory authorities including the Securities and Futures Commission (SFC) and the Hong Kong Monetary  Securities & Futures Commission. Sponsored by. STICKLER · New York can thank this Hong Kong regulator for the Alibaba IPO. March 17, 2014Quartz. Securities And Futures Commission. Latest News | 21 Jan 20. SFC raises concerns about illiquid assets. Hong Kong's regulator emphasises the need for  The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (the Exchange) are issuing this statement to provide guidance to 

The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in 

22 Dec 2015 Washington, DC — The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Timothy Massad signed a  26 Jan 2015 571) (“SFO”) regulates the securities and futures market in Hong Kong, and provides a comprehensive civil and criminal regime to address  5 Sep 2017 Sept 5 (Reuters) - Hong Kong Securities and Futures Commission. * Says it has noticed an increase in the use of initial coin offerings (ICOs) to  29 Apr 2016 With its continued focus on cybersecurity, the Hong Kong Securities and Futures Commission (SFC) recently issued a circular to all its licensed. 26 Nov 2018 On November 1, 2018, the Securities and Futures Commission (“SFC”) announced that, to improve investor protections, it will bring virtual asset  28 Feb 1997 The Ontario Securities Commission ("OSC") and the. Securities and Futures Commission in Hong Kon g. ("SFC") ("the Authorities"), recognizing th  Home · Contact · Careers · Subscription · Links · Sitemap · fr · en; de. About the CSSF · About the CSSF · Mission and competences · Governance.

5 Feb 2020 The Securities and Futures Commission (SFC) has issued guidance on the regulatory requirements for family offices which are set up in Hong 

The Securities and Futures Commission (SFC) entered into an agreement with the Swiss Financial Market Supervisory Authority (FINMA) to establish a  TigerWit Receives Hong Kong Securities and Futures Commission Licence. UK- headquartered global financial technology company TigerWit announce that it  29 Mar 2019 SFC reminds token issuers that Security Tokens are usually recognised as securities under Securities and Futures Ordinance. Therefore, they are  11 Sep 2017 The Hong Kong Securities and Futures Commission (SFC) issued a statement about initial coin offerings (ICOs) on 5 September. The SFC  22 Dec 2015 Washington, DC — The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Timothy Massad signed a  26 Jan 2015 571) (“SFO”) regulates the securities and futures market in Hong Kong, and provides a comprehensive civil and criminal regime to address  5 Sep 2017 Sept 5 (Reuters) - Hong Kong Securities and Futures Commission. * Says it has noticed an increase in the use of initial coin offerings (ICOs) to 

8 May 2018 Hong Kong Securities and Futures Commission (SFC) highlights operating, control and compliance deficiencies in asset management industry.

The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate the city's securities and futures markets. It works to  13 Jan 2020 Tim Hughes, CEO at TigerWit said: "Securing a licence from the Securities and Futures Commission of Hong Kong is a significant milestone for 

Securities & Futures Commission. Sponsored by. STICKLER · New York can thank this Hong Kong regulator for the Alibaba IPO. March 17, 2014Quartz. Securities And Futures Commission. Latest News | 21 Jan 20. SFC raises concerns about illiquid assets. Hong Kong's regulator emphasises the need for